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India
Telecom
October 8, 2002
Bhoomi: When Digital Goes To Farmers
Convergence Plus Team
Who
does not know that India's Silicon Valley is in Bangalore?
However, another initiative from the Karnataka state
government, whose capital is Bangalore (sometimes it
is worth reminding the IT buffs that the metro has other
distinctions also), is now getting into the international
headlines for quite another reason. It is for sending
the valley's IT flavors into the fields of over 6.7
million farmers across the state.
The
leading chipmaker Intel had made a film of this evidence
of information technology going to the farmer. The Karnataka
government's "Bhoomi" scheme has turned into
digital form the land records of the farmers from the
traditional handwritten "Patta."
"This
is the first time that such a process is being employed
at an application level to ensure authentication of
data management," says Rajeev Chawla, Revenue Secretary
of the Karnataka government who is credited with the
success of this unique program in e-governance. Intel's
chief Craig Barrett wants to showcase the project to
the world. For, here is evidence that use of IT is absolutely
relevant to the common people in developing countries
as it is to the hi-tech economies of the developed.
Besides Intel, the World Bank, the UNDP and several
others have been fascinated by the success of this project
which in its sweep, size and impact, is undoubtedly
far ahead of all such applications of IT to the benefit
of the common man.
The
contrast between the old system of handwritten land
records and the digitized ones is not simply in terms
of quality of the product or its convenience to the
farmers. It is in terms of the far deeper forces this
changeover is expected to promote in the rural cradle
of the country where different time warps co-exist and
entrenched interests resist change.
In
the manual system, land records in Karnataka (as in
the rest of India) were maintained by some nine thousand
village accountants, each serving a cluster of three
to our villages. These records were of two types: one,
a register that indicated the current ownership of each
parcel of land, its area and cropping pattern and, two,
village maps that reflected the boundaries of each parcel.
When a farmer wanted to have an authenticated copy of
his land record or when wanted changes in the record
on sale of land or on inheritance, he had to make an
application to the village accountant, a request that
was called "mutation."
When
a village accountant receives such a request, he is
supposed to notify all parties concerned and paste this
notice in the village revenue office. The village officer
had the run of the show and the landowner, specially,
those who were from poorer or socially backward sections
always had difficulty in getting the village accountant
to go through the process and give him the papers. The
actual changes were to be carried out by the Revenue
Inspector after a 30-day period of waiting for objections.
The landowner was at the mercy of the combination of
these village officials who ruled the roost.
Rarely
was this transaction done without some hefty consideration.
The bribe in Karnataka ranged from Rs 100 to Rs 2,000
depending upon the importance of the final product to
the applicant. Often, these officials could be persuaded
to add on some ambiguous details that could deprive
the landowner either part or whole of the land or nullify
the transaction itself - it all depended upon the size
of the consideration and how effectively the landowner
would be served. For a bribe above Rs 10,000, the records
could be manipulated to the advantage of the bribe giver.
As the records with the village accountant were not
open to public scrutiny, the officer had the landowner
villager at his feet. Though there were superior officers
at the taluka (sub division of a district) level for
scrutiny of these records, the system of physical verification
of the records was often weak as their number multiplied
with each inheritance or sale. The village functionaries
had also many other functions to perform and the primary
one of keeping the records got low priority in their
scheme of things.
History
books tell us that the land records system in the country
goes back to the Moghul era when they were re-organized
and consolidated. The British Administration made land
records the base of their edifice of administration
realizing how these were crucial for the huge majority
of people who lived in the rural areas. Even the proper
maintenance of law and order rested on proper keeping
of the land records. Higher-level district officers
had to learn the land records and revenue system thoroughly
in the very formative years of their tenure in the government.
Though
there were sporadic efforts at both central and state
level all through the last 50 years for reform, the
system's core could not be touched in the absence of
a proper information recording and processing system.
IT provided that answer. In the absence of a total commitment
to the project at the political level, success could
not be achieved, though computerization of land records
was attempted in the state way back in 1991. It was
when the first pilot was initiated through a centrally
sponsored scheme of Computerization of Land Records,
fully funded by the government of India. By 1996, projects
for computerization of land records were sanctioned
for all districts in Karnataka. The project failed mainly
because it had no provision to install computers at
the taluka level where manual records were actually
updated.
The
present program tackles this deficiency by providing
a computerized land record kiosk (Bhoomi centre) at
every taluka level. Already, a kiosk each is operational
in 140 of the 177 talukas in Karnataka. At these taluka
offices, a farmer can obtain a copy of an RTC online
by paying a fee of Rs 15. A second computer screen faces
the clients to enable them to see the transaction being
performed. Copies can be obtained for any land parcel
in the taluka by providing the name of the owner or
the plot number. A village accountant is available full-time
at these kiosks, unlike the old system where an official
could be on tour or make himself scarce in order to
pressurize the landowner.
When
a change of ownership takes place through sale or inheritance,
farmers can file for a mutation of the land record at
the Bhoomi center. Each request is assigned a number
by the computer. The number can be used to check the
status of the application on a touch-screen provided
on a pilot basis in three of the computerized kiosks.
The computer automatically generates notices, which
are then handed over to the village accountants. Most
village accountants are not stationed at taluka offices,
but they visit the central taluka office every two to
three days to pick up these papers.
The
process of issuing notices by village accountants to
interested parties remains the same. As before, the
revenue inspector who is stationed in the field approves
changes to the land record 30 days after the notices
are served, provided there are no objections. It takes
a few days for the approval to reach the Bhoomi kiosk,
where it is scanned on the day of its arrival. An inward
and outward register is maintained. The updated RTC
is printed at the Bhoomi kiosk and handed over to the
village accountant for record. The new owner receives
a copy on demand. Bhoomi kiosks create scanned copies
of the original mutation orders and notices to avoid
unnecessary litigation due to claims that the notices
were not served.
With
the computerized system, administrators can quickly
determine the number of approved and overdue mutation
orders. Information collected from one urban taluka
indicates that earlier 3,000 mutations were handled
annually. Since computerization, there has been a 50
percent jump in the number of mutation requests. This
change would seem to indicate a level of approval of
the new system by the population, and willingness to
update changes in land ownership that were previously
left undocumented.
A
significant innovation in this program is the introduction
of a bio-logon metrics system from Compaq in the Bhoomi
software that authenticates all users of the software
-- based on their fingerprints. A log is maintained
of all transactions in a session. This makes an officer
accountable for his decisions and actions. The government
also has plans to Web-enable the database to make available
to the farmer a copy of the land record locally through
an Internet kiosk -- although without signature such
a copy will only have an informative value.
Implementation
challenges
Rollout
of the application to 177 far-flung locations has been
a challenge due to the poor quality of manual records
and the enormity of the data entry task. In the first
phase, the project was implemented on a pilot basis
in a controlled environment at four talukas. After gaining
experience in data entry operations and implementation
of the software, the scheme was extended to one pilot
taluka in each one of the 27 districts. In the third
phase, the project is being rolled out simultaneously
to all the remaining 177 talukas. All this is being
done in the local language for which special software
was on hand.
Records
in the field were not up-to-date due to poor work culture
and lack of training among the revenue staff. Besides,
farmers often do not report the transactions within
the family, either because they are discouraged by the
attitude of the revenue staff or due to internal family
problems. The maintenance of land records is not uniform
across districts.
The
project's success was also because of the special efforts
put in planning the change over from manual to digital
recording. Elaborate and proper planning, plus the political
commitment of the chief minister S.M. Krishna explains
why the present plan succeeded while lack of these led
to the failure of the earlier digitization program.
The
planners focused on the fact that the revenue officials
would not be interested in data entry. The work therefore
was given to private data entry agencies that had to
put in the 20,000 man-months of work in an offline mode
at the taluka level. A comprehensive software that accommodated
all variations in the manual records across districts
was used. After the initial data entry, prints were
validated against original record books by the village
accountants.
Asked
about the challenges of the changeover, revenue secretary
Chawla said that many problems were encountered in offline
data entry. The process was slow and error prone due
to poor quality of work by data entry agencies. Technical
guidance from officers of the district office of the
National Informatics Center was not easily available
as they were overloaded with other work. Data entry
agencies were also unwilling to recruit more manpower
as it required investment in training on a specialized
data entry software, that would not be useful to them
for other projects. Interruptions in power supply in
taluka headquarters and delay in maintenance of computers
at that level by the vendors complicated the problems.
To
tackle this problem, the Karnataka government had the
imagination to appoint a consultant in every district
to act as a bridge between the data entry agency and
the district administration. After the system is operational,
the consultant trains the taluka staff and helps the
district administration in the day to day work at the
Bhoomi kiosk.
Operators
have been provided for one year to handle online data
entry at the Bhoomi kiosks. Village accountants will
take over the work from these operators after a year.
A comprehensive training module was designed jointly
by the department and NIC to train the accountants.
Training lasts seven days -- about 11 hours each day,
followed by a paperless test on the last day.
The
village accountants who would be in charge of the new
kiosks were chosen very carefully. Young persons fresh
out of college were recruited and trained at the headquarters.
These officials had not experienced the power that a
village accountant could exercise over rural farmers.
The project leader (additional secretary of the department)
personally participated in the training given to every
batch of accountants to ensure that they felt complete
ownership and a sense of importance in being assigned
to this new initiative. Accountants were encouraged
to talk to the project leader either at his home or
at his office. Nearly 500 officials, including all deputy
Tahsildars, were trained in the state headquarters,
and more than 1,000 officials were trained by the Bhoomi
consultants at the district level.
Challenge
of getting staff on board
The project correctly anticipated the challenge the
project would face from involved field officials that
their job descriptions will change in a major way. To
allay their fears, twelve state-level information seminars
were organized for 1,200 senior and mid-level officers.
Four division level workshops were organized to train
800 officials. The seminars emphasized that maintenance
of land records was only one of their many functions
and that computerization would remove the drudgery of
maintaining these records manually. Revenue officials
would continue to be responsible for field enquiry.
Reducing corruption was not the key message at these
gatherings. It was a tactical move that paid dividends
in a situation where these officials could have either
made or marred the project irretrievably, the organizers
points out.
The
political executive was not only completely involved
in the computerization project but it also ensured that
the people were aware of their involvement. The Chief
Minister and Revenue Minister highlighted the importance
of the project in many public fora. Chief Minister Krishna
wrote regularly to all District Deputy Commissioners,
exhorting them to get fully involved in computerization.
He inaugurated a large number of land record kiosks.
Meanwhile, the Revenue Minister was on the job reviewing
the computerization process and also inaugurated a large
number of kiosks. A committee of Members of the Legislative
Assembly (MLAs) visited the kiosks and Deputy Commissioners
invited MLAs of their districts to witness the functioning
of kiosks. This helped demonstrate there was a strong
political will for computerization.
Selected
field level personnel were invited to participate in
the software development process for various Bhoomi
modules through a formal state level Bhoomi committee.
Meetings were held with participation from various levels
in the Department to elicit suggestions for improvement;
and decisions taken at these meetings were incorporated
into the software design. Nearly 125 man-months were
spent on software development. A further effort of 30
man-months will be needed to upgrade to the next version.
Field
supervision is critical to rollout any new system. The
project leader incharge preferred to appoint four independent
consultants who could tour sites randomly in each division
and report problems and progress of Bhoomi. Appointing
consultants turned out to be problematic, as the central
government project did not permit such a line item of
expenditure. The expected cost was Rs.1.5 million.
Benefits
and costs
The
expenditure on data entry operations for about 2 million
RTCs in 27 districts was Rs 80 million. The unit cost
of providing hardware, construction of computer rooms
and kiosks was of the order of Rs 0.64 million for each
taluk. Thus, the total out-of-pocket expenditure on
the project was Rs 185 million. This does not include
the cost of software development done gratis by National
Informatics Centre, a department of the central government.
The
cost of processing an RTC has been roughly estimated
at Rs 13, assuming a life of five years for the hardware
and an activity level of 2 million RTCs issued from
all the kiosks (10 percent of all holdings). This cost
includes an assumed operational expenditure of Rs 2
for stationery, cartridges and electricity. The current
user fee of Rs 15 seems sufficient to cover these costs.
However, if the scheme is extended to 700 sub taluka
offices, there would be an additional expenditure of
Rs 0.25 million per kiosk on hardware (one PC -- Rs
45, 000, printer -- Rs 20, 000, UPS -- Rs 5, 000, generator
-- Rs 30, 000) and site preparation, raising the unit
cost of processing to Rs 15 per record.
The
user charge for an RTC is Rs 15. By end November 2001,
Rs 5 million had been collected through user fees for
distribution of 330,000 RTCs through 140 kiosks operational
for periods varying from three to 12 months. An additional
12,000 RTCs have been issued for official purposes.
Farmers
can now get an RTC for any parcel of land and Chat extract
(statement of total land holdings of an individual)
in five to 30 minutes from an RTC information kiosk
at the taluka headquarters. In principle, these records
had already been available directly from the Village
Accountant; but in practice it meant a lot of inconvenience,
harassment and bribes. Village Accountants have travel
duty and are generally not easily accessible. Now the
land records are in public domain. Any record can be
viewed through a touch screen at the kiosk. On an experimental
basis, scanned maps of plots are being printed on the
opposite side of the RTC printout in some of the talukas.
Farmers
can apply for mutation and expedite the process by reviewing
the status of their request online, presenting documentary
evidence to supervisors in the event that their request
is not processed within the stipulated time period.
Potential
future benefits
There are plans to use the Bhoomi kiosk for disseminating
other information, like lists of destitute and handicapped
pensioners, families living below the poverty line,
concessional foodgrain card holders, mandi rates and
weather information. Such information is already available
at one taluka on a pilot basis.
The
system generates various types of reports on land ownership
by size, type of soil, crops, owner's sex, etc., which
would be useful for planning poverty alleviation programs,
and supplying agricultural inputs. Banks and other lending
institutions could be provided electronic access to
the database for processing requests for crop loans,
and conduct some advance planning on the quantum of
lending required. Similarly, high court, district and
taluka courts could access the database for resolving
legal disputes surrounding land. The system could also
lead to better administration of Land Reforms Act, such
as enforcing a ceiling on land holdings, etc.
Key
lessons learnt
Implementation
of land record computerization has been difficult in
India, as any government official with some experience
of land revenue would tell you. Bhoomi succeeded because
there was a champion who worked a 15-hour day for over
12 months, devoting 80 percent of his time to the project.
Minimizing resistance from staff by harnessing political
support was an important contributory factor. Extensive
training coupled with a participatory style also helped
to diminish resistance.
Project
managers need to balance potential benefits against
risk of implementation failure in deciding how much
reform (re-engineering) to tackle at any one time. In
Bhoomi, significant benefits are delivered in issuing
RTCs, but much of the old mutation process remains unaltered.
As there is no change in the role of Revenue Inspector
in passing the mutation order, corruption in the mutation
process may not necessarily reduce. Bhoomi has reduced
the discretion of public officials by introducing provisions
for recording a mutation request online. Farmers can
now access the database and are empowered to follow
up.
Reports
on overdue mutations can point to errant behavior. Still,
supervisors must examine the reports and take appropriate
action. In remote areas, operators may turn away citizens
by telling them that the system offering online service
is down. Strict field supervision is needed (through
empowered citizens committees and NGOs) to curb such
behavior. Ultimately, the only recourse that a citizen
has against such practices is to lodge a complaint.
The process for lodging a complaint should be facilitated
through the Web. The backend has to be geared up to
handle complaints received electronically.
As
an implementation strategy, manually written RTCs were
declared illegal from the day on which the computerized
system became operational in a taluka. The notification
was issued on a taluka-by-taluka basis as and when the
scheme became operational there. This forced the department
and the farmers to completely rely on the new system.
The strategy worked because the application design was
robust and did not falter.
There
was some concern in Karnataka about raising the user
fee to Rs 15 from Rs 2 in the manual system. Often these
fears about user fees are exaggerated, particularly
if services have genuinely been improved. The response
of the people at taluka level has been overwhelming.
Queues can be seen at the kiosks in 140 taluka centers,
and 330,000 people have paid the fee without grumbling.
Elected
representatives, district officials and farmers are
requesting that Bhoomi be extended to sub-taluka level.
Presumably, the project is considered an unqualified
success in their eyes, which in turn, raises the level
of political commitment to this IT-based project.
However,
on the government side, such expansion is being looked
at for its impact on the fragile revenue position of
the state. This expansion will increase costs without
necessarily increasing the number of RTCs issued. The
department finds that it would also find it difficult
to monitor and support a geographically spread out operation.
One view is that perhaps, an independent audit is required
to measure improvements and collect feedback from all
stakeholders -- something that is not done for most
projects. In any case, the system should be allowed
to stabilize and prove its sustainability over a two-year
period before attempting its replication, say the officials.
Many years ago, a DRDA computerization project called
CRISP was replicated in 500 districts in a hurried manner.
The expansion turned out to be a failure.
However, the state government has decided to take the
plunge and provide the benefit of such easy access to
land records at the sub-taluka level as well. (Please
see interview with Chief Minister S.M. Krishna alongside).
The state hopes that there would be private sponsorship
for such a program of taking it further down to the
grassroots.
The
success of the project has already attracted international
attention with the recognition it has received from
the Commonwealth Association of Public Administration
and Management and the Stockholm Challenge Award. However,
Chief Minister Krishna is more happy over the impact
it has had on the people. The farmers are now realizing
that they are not fated to be at the mercy of insolent
revenue officialdom. The computer is innovatively becoming
part of their experience of governance. They are finding
this experience rewarding. In the IT state, the computer
in the countryside might be as familiar a part of the
people's lives as the bullock cart.
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